Citizen Apps for Solving Urban Problems: New article in Journal of Urban Technology

Kevin Desouza, has a new article accepted for publication in the Journal of Urban TechnologyCo-authored with Akshay Bhagwatwar (Kelley School of BusinessIndiana University), this paper, entitled “Opening up Information for Tackling Complex Urban Problems:  A Study of Citizen Apps,” looks at how citizen apps are employed to solve complex urban problems. The Metropolitan Institute will build on this paper as it continues work on the IBM Center for the Business of Government grant.

Abstract:

Tackling complex urban problems requires us to examine and leverage diverse sources of information. Today, cities of all kinds and sizes capture a large amount of information in real-time. Data is captured on transportation patterns, electricity and water consumption, citizen use of government services (e.g. parking meters), and even on weather events. Through open data initiatives, government agencies are making information available to citizens. In turn, citizens are building applications that exploit this information to solve local urban problems. Citizens are also building platforms where they can share information regarding government services. Information that was previously unavailable is now being used to gauge quality of services, choose services, and report illegal and unethical behaviors (e.g. requesting bribes). To the best of our knowledge, this is the first paper to examine the range of citizen applications (‘citizen apps’) targeted to solve urban issues and their ensuing impacts on planning, decision-making, problem solving, and urban governance. We examine citizen apps that address a wide range of urban issues from those that solve public transportation challenges to those advance management public utilities and services and even public safety.

Citation: Desouza, K.C., and Bhagwatwar, A. “Opening up Information for Tackling Complex Urban Problems:  A Study of Citizen Apps,” Journal of Urban Technology, Forthcoming.

MI Partnership with German Marshall Fund Awarded $2.5 million grant from HUD

The US Department of Housing and Urban Development (HUD) has announced its selection of the German Marshall Fund (GMF) partnership as the recipient of the $2.5 million award to manage the Strong Cities, Strong Communities (SC2) fellowship program for HUD. The partnership is comprised of the German Marshall Fund, Cleveland State University, and the Metropolitan Institute at Virginia Tech. Associate Director Joseph Schilling will serve as the principle investigator on this three-year project.

The fellowship program is the capacity building element of the White House-led SC2 initiative. SC2 is a pilot program focused on retooling and rebuilding the capacity of cities facing long-term economic challenges often known as cities in transition or legacy cities. Up to 30 fellows will be assigned to the six SC2 cities (Chester, PA; Detroit, MI; New Orleans, LA; Fresno, CA; Memphis, TN; and Cleveland, OH.)

To fund the fellowship program, the Rockefeller Foundation donated $2.5 million to HUD to manage and implement the fellowship program.The GMF partnership was the winning proposal and will be responsible for implementing and administering the fellowship program.

“The Strong Cities Strong Communities Initiative represents a new and innovative way for the federal government to work with local governments, the private sector, and institutions of higher learning to support local economic growth and encourage community development,” said Melody Barnes, White House Domestic Policy Council Director. “The Strong Cities Strong Communities fellowship program will give these cities a class of highly-skilled fellows who are committed to public service, and who will become our next generation of leaders.”

“The Rockefeller Foundation is thrilled to support the Strong Cities Strong Communities Initiative, as part of our commitment to help vulnerable populations build resilience,” said Rockefeller Foundation President Judith Rodin. “The selected fellows will bring new innovation to cities like New Orleans and Detroit in these rapidly changing times, and lend increased energy to communities that are already working to find ways to be resilient during a difficult economic period.”

The fellowship program will be a competitive program that provides funding for early to mid-career professionals to work for 24 months in the six pilot cities to supplement existing local capacity. Virginia Tech’s Metropolitan Institute and CSU’s Center for Community Planning and Development will take the lead on mentoring the fellows on an ongoing basis and evaluating the impacts from the fellows. MI’s Associate Director, Joseph Schilling, and CPD’s Director Kathryn Hexter will serve as the Fellowship’s “Mentor Team” by coaching the teams of fellows and coordinating fellowship activities with sponsor organizations in the six pilot cities.

In addition to building the capacity of local governments, SC2 aims to encourage partnerships among local community organizations, anchor institutions, businesses, foundations and government agencies, to help leverage federal investments.

Link to Cleveland State University Press Release
Link to German Marshall Fund Press Release

IBM Center for the Business of Government: Citizen Apps as a Democratizing Technology

The Metropolitan Institute is pleased to announce a new grant from the IBM Center for the Business of Government for our research project, Citizen Apps as a Democratizing Technology:  Challenges and Opportunities for Federal Agencies. This project will be conducted as part of the institute’s policy informatics portfolio with Kevin Desouza serving as the Principle Investigator.

Most US federal agencies have embraced President Obama’s vision for 1) greater transparency, 2) increased citizen participation, and 3) greater collaboration. A critical outcome of these initiatives is the willingness of federal agencies to engage with citizens around open-data initiatives and the creation of technology for solving public policy problems – ‘citizen apps.’ We are witnessing an increasing proliferation of ‘citizen apps,’ i.e. applications designed by citizens and developers to solve public policy challenges. Federal agencies are not only opening up data reservoirs, but are also incentivizing the development of citizen apps through competitions. In this research project, we propose to study citizen apps and the federal programs that fostered (incentivized) their creation.

There are many reasons why it is beneficial to involve citizens in the governance process. One, it opens up problem solving opportunities where citizens can participate. Second, it serves as a forum to increase the diversity of thought and knowledge brought to a problem. This increases the potential for innovation by engaging many minds to solve complex problems. Citizen participation leads to greater collective intelligence and hopefully more robust solutions for social issues. Third, it allows citizens to solve problems that a government agency might be challenged to address. Finally, it empowers the vision set forth by former President John F. Kennedy, “Ask not what your country can do for you – ask what you can do for your country.” Citizen app programs normally come in two broad flavors. One set of citizen app programs are fueled by government open-data initiatives. In these cases, a government agency makes data available to the public and the public in turn responds by using this data creatively to generate technologies (the apps) that better the lives of citizens. The second set of citizen app programs is where a government agency issues a challenge or problem to the public. The public then responds by building solutions to the challenge. In this case, the government may incentivize the development of the apps through issue of recognition prizes and funding. This success of both types of citizen app programs depends on the dynamic collaboration of government agencies, app developers, and the citizenry. To date, our knowledge on what makes for successful collaboration among these three players is limited.

There are a number of design considerations that need to be addressed when building citizen app programs from the nature of incentives provided to goals of the apps, the motivations that drive citizens to create the apps, and how (and where) to deploy the apps, the involvement by the agency (e.g. staff time to interact with app developers), level and amount of data availability, and creation of problem-solving communities and forums, among others. In this research project, we will uncover design considerations that government executives need to bear in mind as they initiate citizen app programs. We will also compare and contrast citizen app programs to arrive at a set of best practices by looking at critical success factors that led to citizen app programs that were highly successful.

Our research project will thoroughly inventory and study the range of citizen apps to understand the typology of the apps, the data they use, the problems they address, the motivation of the designers, the usage by citizens, and the impact on government and governance. We propose to discover and define the inter-relations between the government agencies, the app developers, and the citizens. While our focus will be on studying citizen apps generated out of programs commissioned by the federal government, we will also look at programs started by progressive states (e.g. New York, California, etc).

The results of the final report will benefit public sector government executives, public managers, and the public-at-large in several ways: 1) it will enable government executives to avoid common pitfalls when incentivizing citizen app programs (for e.g. placing emphasis on the frontend, i.e. the creation of apps, and ignoring the more challenging aspect of ensuring that the apps are diffused into the agency’s work practices or to citizens); 2) it will enable public managers to understand the landscape of citizen apps, the motivations of citizens who create them, and the factors that drive their usage; and 3) it will enable federal agencies to better engage citizens into the policy setting process through supporting technology development thereby increasing the chances of more effective solution generation for policy problems.

Examining Public Participation in ACTion Alexandria

The Metropolitan Institute at Virginia Tech has entered into an agreement to partner with ACT for Alexandria to advance the design of citizen engagement platforms. Kevin Desouza, Director of the Metropolitan Institute, will lead a team of researchers who will work in collaboration with ACT for Alexandria personnel to examine public participation on the ACTion Alexandria platform. The team will look at how user interactions on the community platform can guide design choices that promote more robust forms of citizen engagement.

ACT for Alexandria is a community foundation founded in the the fall of 2004 by a small group of citizens who came together to decide how best to stimulate philanthropic giving to improve the lives of the most vulnerable in their community. The ACTion Alexandria project is a new citizen engagement platform which provides interactive tools that make it easier for residents to take a more active role in addressing community problems. ACTion Alexandria connects individuals to nonprofit organizations they want to support, but with a strictly local focus. Individuals have the opportunity to take action on behalf of nonprofits working to improve the community.

“ACT for Alexandria is excited about partnering with the Metropolitan Institute to further refine and grow the ACTion Alexandria platform as a model for others nationally,” said John Porter, Executive Director of ACT. Tracy Viselli, the Project Manager for ACTion Alexandria, added “the possibilities for this platform working with the institute are endless.”

According to Desouza, “ACT for Alexandria is a prominent player in the non-profit space. We are excited to partner with them to study the dynamics of public participation in action. The ACTion platform gives us access to real world scenarios of how citizens use technology to engage each other.”

This initiative will advance the work being done in Policy Informatics at the Metropolitan Institute. “Designing better collaborative and participatory platforms remains a critical challenge in the public arena. We are not only interested in this project from a research point of view but also from a design and policy point of view,” says Desouza. The Metropolitan Institute will be analyzing information on user behavior on the platform, designing experiments to test various strategies for increasing engagement on the platform, and contributing to the design of the overall platform.

Desouza explains, “Collaborating on this effort allows us the opportunity to make a difference in our community. The MI is based in Alexandria and we want to be part of the community. ACT for Alexandria provides an amazing array of services, from scholarships to leadership training. ACTion Alexandria is where the idea of community engagement meets the newest technological innovations.”

Resilience of Citizen Engagement to Local Disasters Project

Kevin Desouza, Director of the Metropolitan Institute at Virginia Tech, and Maggie Cowell, Assistant Professor in Urban Affairs and PlanningSchool of Public and International Affairs), have received a seed grant of $20,000 from the Institute for Society, Culture and Environment (ISCE) at Virginia Tech for a project titled “Resilience of Citizen Engagement to Local Disasters: Studying the Emergence and Dissolution of Community Networks.”

This research project will study how citizens merge into responsive communities, make an impact, and then dissolve during and after a disaster. It will bring into light locally significant disasters that do not earn national headlines and where the local community turns to their own resources to respond. Too often these local disasters and citizen responses are not studied but they are vital to deepening of our understanding of community resilience and the dynamics of citizen engagement. We will uncover the dynamics of community emergence in response to a disaster. Questions considered will include: who organizes citizens into a community, how, and why? How do they respond to the disaster? How is technology, especially social media, mobilized for community organization and relief operations? And finally, what leads to the disbanding of these communities and is there any institutional memory preserved? Consisting of a series of in-depth case studies, made up of first-person accounts and interviews together with a review of secondary sources, the research will look at three stages of a spontaneous community response: the assemblage; the action and impact; and the dissolution of the community. We will study how these emergent communities use technology creatively in the various stages of the community formation as a catalyst to overcome the lack of formal response mechanisms or response planning.

This project will provide valuable insights for citizen activists, planners, and policy makers on the functions and impacts of community response and improve our understanding of citizen engagement. Understanding the emergence, and impacts of local community response can inform the efficiency of more widespread responses. We will construct a web-based platform to share results from the research project (including video interviews with citizens, case studies, and community planning tools). In addition, the web-based platform will support networking and community building among citizens who are interested in building resilient community networks.